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Securities-Based Loans

A simple, proven and secure process to obtain funding for any purpose.


This lending platform allows the borrower to pledge their stocks to obtain funds for personal or business use. Using stocks as collateral it is possible to borrow money at a fixed interest rate that is below 4.50% for up to 10 years.


Fixed interest rates starting at 5.5%.
• Interest Only quarterly loan payments.
• Loan terms of 3, 5, 7, or 10 years.
• No closing costs.
• No upfront or due-diligence fees.
• No credit check or income verification.
• Funds may be used for any purpose including personal or business use.
• Non-recourse loan. The only collateral are the pledged securities. Should the borrower default on the loan, the borrower keeps the loan proceeds and the lender only claims the collateral. The borrower’s liability is limited to the collateral pledged for the loan. The lender has no right to proceed against the borrower for any deficiency.
• Loans available for up to 80% of the securities value.
• Prompt response to a loan inquiry, usually within one business day of receiving the security information. Funds can be deposited into the borrowers account in three to five business days once the contract is signed and the transfer takes place.
• Fast funding - usually in a matter of days.


We work with a private direct lender that offers the most straightforward, personal and customized solutions to borrowers in need of prompt financing. In recent years, they have executed hundreds of successful securities-based loan transactions world-wide, lending millions of dollars in the U.S. and abroad. Their proven and efficient process streamlines loan paperwork for a rapid and trouble-free experience.



We are supported by a national network of established, knowledgeable loan professionals and other expert financial, legal, and research support personnel to provide a simple financing solution to meet your borrower's needs.


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